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ISACA Advanced in AI Risk Sample Questions:

1. To reinforce organization-wide ethical norms and risk recognition, which of the following is MOST important to integrate into AI user training?

A) External regulations and compliance checklists
B) Acceptable use policy and acknowledgment
C) Ethical risk indicators and reporting
D) Cyber threat identification and AI incident handling

2. Which of the following is the PRIMARY benefit of implementing a comprehensive data pipeline for AI model training, testing, and validation?

A) Enhanced auditability of outputs to provide evidence of regulatory compliance
B) Reduced risk of introducing errors into the final AI model
C) Sharing of governance risk with external data and service providers
D) Automation of complex tasks in early stages of the data pipeline

3. Which of the following is MOST important when defining responsible roles for integrating third-party AI services into an organization's supply chain?

A) Aligning organizational and third-party AI security policies
B) Mandating cross-functional AI training for third-party staff
C) Designating AI governance and risk ownership
D) Standardizing migration and data transfer protocols

4. A risk practitioner assesses a new AI system and determines that the risk is within the organization's risk tolerance. Which of the following is the BEST recommendation to ensure system controls remain effective over time?

A) Periodic regulatory compliance reviews
B) Ongoing AI security and risk awareness training
C) Alignment with recognized AI control frameworks
D) Continuous monitoring for data and performance drift

5. An organization seeks to implement a new AI system that uses customer information to create targeted product recommendations. Which of the following is the MOST important consideration to ensure the system complies with regulatory requirements?

A) Human review of system recommendations
B) Use of supervised learning during model training
C) Backup and storage protocols for sensitive data
D) Legally sourced data with appropriate consent

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