SOFQ Q&A - in .pdf

  • SOFQ pdf
  • Exam Code: SOFQ
  • Exam Name: Securities Operations Foundation Qualification (SOFQ)
  • Updated: Sep 15, 2026
  • Q & A: 50 Questions and Answers
  • Convenient, easy to study.
    Printable ICMA SOFQ PDF Format. It is an electronic file format regardless of the operating system platform.
    100% Money Back Guarantee.
  • PDF Price: $59.99

SOFQ Value Pack
(Frequently Bought Together)

  • Exam Code: SOFQ
  • Exam Name: Securities Operations Foundation Qualification (SOFQ)
  • SOFQ Online Testing Engine
    Online Testing Engine supports Windows / Mac / Android / iOS, etc., because it is the software based on WEB browser.
  • If you purchase ICMA SOFQ Value Pack, you will also own the free online Testing Engine.
  • Updated: Sep 15, 2026
  • Q & A: 50 Questions and Answers
  • SOFQ PDF + PC Testing Engine + Online Testing Engine
  • Value Pack Total: $119.98  $79.99
  • Save 50%

SOFQ Q&A - Testing Engine

  • SOFQ Testing Engine
  • Exam Code: SOFQ
  • Exam Name: Securities Operations Foundation Qualification (SOFQ)
  • Updated: Sep 15, 2026
  • Q & A: 50 Questions and Answers
  • Uses the World Class SOFQ Testing Engine.
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ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Identify and understand the roles of the major securities market participants
  • Trading Paradigms: Flow and Proprietary Trading
Topic 2
  • Demonstrate how Operations manages the securities through its various activities
  • Identify the similarities and differences between equities and bonds
Topic 3
  • Trade Execution and Immediate Post-trade
  • Demonstrate an understanding of how equities and bonds are brought to the marketplace
Topic 4
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle
Topic 5
  • Role of Client Onboarding
  • An Introduction to International Securities
  • Recognise and identify corporate actions
Topic 6
  • Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
  • Trade Capture and Confirmation

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

Our products for ICMA SOFQ exam have three types:

  • ICMA SOFQ PDF version

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